May PD

A Focus on the Advice Process:

* Pre 1 July Advice Rules

* Advice Process Using Case Study Scenarios

* Factual vs General vs Personal Advice


19th May

Brisbane Novotel

200 Creek St



23 May

Rendezvous Hotel

328 Flinders St



30 May

68 Market St


CPD Points:   2
Registration: 12pm
PD Day:        12.30pm till 2.30pm
For further information contact Elyssa Feekings on 1300 785 611 or

Pre 1 July Advice Rules

We will provide you with an understanding on how advice to your clients leading up to 30 June 2016 needs to be delivered now that you are licensed under an Australian Financial Services License.

Advice Process Using Case Study Scenarios

This session takes you through the advice process.  We look at how you can ensure the advice you give to clients and how you deliver this advice, complies with both ASIC and Licensee requirements.

Using real life examples, we will focus on:

  *  Superannuation contribution advice


  *  Superannuation pension advice

You will walk away knowing what processes need to be followed.


Factual vs General vs Personal Advice

We will take you through the difference between factual, general and personal advice so you are aware of your obligations in the delivery of advice to your clients.

When you can use fact sheets rather than statements of advice.

When you must provide advice in a formal written document.

When advice needs are identified that are outside your authority.

The content of this site is dated July 2019 and has been prepared by Merit Wealth Pty Ltd, ABN 89 125 557 002 under Australian Financial Services Licence No. 409361, (“Merit Wealth”).Merit Wealth is wholly owned by Hayes Knight Financial Services Pty Ltd, (HKFS). HKFS is a subsidiary of Easton Distribution Services Pty Ltd (ABN: 67 167 184 072), a wholly owned subsidiary of Easton Investments Limited (ABN: 48 111 695 357), (EAS) an ASX listed company. This information has been given in good faith and has where applicable been derived from sources believed to be accurate at its issue date. However, it should not be considered a comprehensive statement on any matter nor relied upon as such. General Advice WarningMerit Wealth Pty Ltd recommends that you obtain further information and conduct your own due diligence on the services it is offering and obtain your own professional advice on whether they are appropriate for you and your practice. This information has been prepared without taking into account your objectives, financial situation or needs. Before acting on this information consider its appropriateness. © Merit Wealth Pty Ltd. Click here to Download the FSG (part 1). Click here to view our Privacy Policy, Privacy Collection Statement and Complaints Process. Click here to view our Referrer Charter.

Complaints Process